Chapter-2
Backshadowing and Apocalyptic History
The syndrome of the System is one of those superideas, alongside which
life itself becomes a detail unworthy of attention. . . . Only for the sake of a person's
right to a private life is living worth while.Anatoli Sobchak (mayor of St.
Petersburg),The Road to Power At some point history becomes like topography:there is no
why to it, only a here and a there.John Updike, Memoirs of the Ford Administration Our
instinctive gratitude to what frees us from the too strictly plotted, the too seamlessly
coherent story, undoubtedly accounts for much of our pleasure in experimental fiction. But
this responsiveness to the improvisatory is changed decisively at those moments when
contemporary history and literature intersect, when the issue becomes one of representing
an event with whose occurrence we are still attempting to come to terms. Especially in the
face of a catastrophe, there is an urge to surrender to the most extreme foreshadowing
imaginable, thereby resisting sideshadowing altogether. We try to make sense of a
historical disaster by interpreting it, according to the strictest teleological model, as
the climax of a bitter trajectory whose inevitable outcome it must be. This sense of
wrenching inevitability, like a tragic hero's vain efforts to avoid his fate, is the
cornerstone not only of Aristotelian tragedy, but of its most powerful literary
descendants across genres and epochs. Yet a historical cataclysm, no matter how terrible,
is not a tragedy, and to interpret it as one would denature the character of what I
earlier called its "event-ness." If genres provide a certain way of
understanding the world, as well as a constellation of distinct formal characteristics,
and if, according to P. N. Medvedev and the Bakhtinians, "one does not first see a
given aspect of reality and then shape it to a given set of conventions [but] instead,
sees reality 'with the eyes of the genre,'" then classical tragedy is the genre least
open to the claims of sideshadowing, just as the tragic hero's destiny is least amenable
to the judgments of a prosaic ethics. When an event is so destructive for a whole people,
so hideous in its motivation, enactment, and consequences as was the Shoah, there is an
almost irresistible pressure to interpret it as one would a tragedy, to regard it as the
simultaneously inconceivable and yet foreordained culmination of the entire brutal history
of European anti-Semitism. (Because the word holocaust carries with it a penumbra
of unwelcome theological implications of a divinely sanctioned sacrifice, I have preferred
to use the Hebrew word Shoah throughout this book in referring to the Nazi genocide.)
Irving Howe has argued powerfully against interpreting the Shoah as a tragedy, but
for entirely different reasons than the ones at issue here, and it is useful to test the
logic of his position in order to clarify my own: the death camps and mass exterminations
. . . give little space for the tragic. . . . In classical tragedy, man is defeated; in
the Holocaust, man is destroyed. In tragedy, man struggles against forces that overwhelm
him, struggles against the gods and against his own nature; and the downfall that follows
may have an aspect of grandeur. This struggle allows for the possibility of an enlargement
of character through the purgation of suffering, which in turn may bring a measure of
understanding and a kind of peace. But . . . [most of] the Jews destroyed in the camps . .
. died . . . not because they chose at all costs to remain Jews, but because the Nazis
chose to believe that being Jewish was an unchangeable, irredeemable condition. They were
victims of a destruction that, for many of them, had little or only a fragmentary meaning.
. . . All of this does not make their death less terrible; it makes their death more
terrible.Howe's description here seems all too accurate as an account of Jewish agony in
the Shoah, but it suggests that a different measure of self-consciousness, a changed
relationship to the fact of their murder, would have made the event a tragedy. In
opposition to this view, sideshadowing and the prosaic worldview allied with it insist
that no historical event, no paradigm of struggle, resistance, and acceptance, can
transform the death of countless human beings into a tragedy in the literary sense Howe
invokes. Tragedy is an arranged genre, and real events do not happen as part of an already
narrated form. At most, one might say that in the retelling of individual deaths, in the
movement from the complexities of their daily existence into the terrible simplification
of their legends, the fate of a small group of individuals united by a common aim, like
the Warsaw Ghetto fighters, may give birth, in Yeats's talismanic phrase, to a
"terrible beauty."
Tragedy, that is, does not inhere in the actions themselves, not even if
those actions are undertaken with the knowledge that they will end in a freely (and hence
"heroically") chosen death. Rather, tragedy is created by the ways in which that
choice is represented, refigured, and recounted to others. The tragic is a mode of
comprehending and giving form to events as a narrative; it is not a mode of existence as
such, as we instinctively make clear by labeling as melodramatic someone who attempts to
interpret the quotidian details of his own life in a tragic register.
But at the extreme distance from any self-indulgence, even when death is
chosen as the certain outcome of a desperate resistance against overwhelming forces, it is
not just the courage of the deed, but also its posthumous significance in the communal
memory that qualifies it as tragic. Thus, the fighters of the Warsaw Ghetto uprising, or
of the Sobibor and Birkenau revolts, have become crucial in the post-war Jewish, and, more
particularly, in the Israeli imagination, as proof of a new Jewish readiness to strike
back against their oppressors. By choosing, rather than helplessly undergoing
their dying, the resisters can be figured as embodiments of the rebirth of armed Jewish
daring and their story can be commemorated as a mixture of heroic and tragic drama. (The
museum / study center in Jerusalem, Yad va-Shem [Monument and Memorial], is
explicitly dedicated as much to the Jewish resistance fighters as to the victims of the
Shoah.) Like the plot of a classical tragedy, the uprisings against the Nazis took place
in a restricted space and time, and the fighters seem tragically heroic to us because we
know how they perished and thus we can grasp the beginning and end of each uprising as a
single event, fixed in a clear progression of linked episodes. But while it was actually
happening, it was experienced instant by instant and person by person, each with different
motives and inspirations for fighting, and each with differently formulated explanations
of his own involvement. The Shoah as a whole, moreover, can never be represented plausibly
as a tragedy because the killings happened as part of an ongoing political and
bureaucratic process. In the domain of history, unlike in the world "seen with the
eyes of the [tragic] genre," there are always multiple paths and sideshadows, always
moment-by-moment events, each of which is potentially significant in determining an
individual's life, and each of which is a conjunction, unplottable and unpredictable in
advance of its occurrence, of specific choices and accidents. Indeed, every survivor's
narrative I have read emphasizes the multiple contingencies, the intersection of
fortuitous events too wildly improbable for any fiction, that made survival possible.
Primo Levi's account, Se questo è un uomo, is, of course, the classic instance
of such a survivor's narrative, stressing, as it does, how many separate and unforeseeable
incidents had to combine for Levi to live through his time in Auschwitz. These strictly
"accidental" occurrences ranged from his encounter with Lorenzo, an Italian
civilian worker, who for six months brought the starving captive enough extra food to keep
him alive, to the scarlet fever that kept Levi in the infirmary when the Nazis abandoned
the camp and took all the ablebodied prisoners with them on a forced march back to
Germany, in the course of which virtually every one of them was murdered. Levi makes clear
how much pure luck, as well as a gift for improvisation, and a certain inner resilience of
character, spirit, and physical health, were necessary to have any chance of survival at
all, but for millions of victims of the Shoah none of these qualities was sufficient to
preserve them in the death factories: "If the drowned have no story, and single and
broad is the path to perdition, the paths to salvation are many, difficult and
improbable."
But whether the interpretive model is tragic or historically
determinist, the reward of fitting even catastrophic events into a coherent global schema
is the pleasure of comprehension, the satisfaction of the human urge to make sense out of
every occurrence, no matter how terrible. The simultaneously intellectual and emotional
value of understanding the place of a particular event in the most inclusive possible
framework is a crucial, and often underestimated, source of "contentment." (It
may even be that this pleasure, rather than any direct Aristotelian "catharsis,"
makes the experience of a tragic worldview so paradoxically gratifying.) Yet every
interpretation of the Shoah that is grounded in a sense of historical inevitability
resonates with both implicit and often explicit ideological implications, not so much
about the world of the perpetrators of the genocide, or about those bystanders who did so
little to halt the mass murder, but about the lives of the victims themselves. The
bitterness of inevitability, whether seen as tragic or pathetic, endows an event with a
meaning, one that can be used both to make an ideationally "rich" sense of the
horror and to begin a process of coming to terms with the pain by enfolding it within some
larger pattern of signification. And for the Shoah, especially in its uncannily delayed
representation in Zionist writing, that pattern has been primarily one of proving the
untenability of the Diaspora, and the self-destructive absurdity of the attempts by
European and, more specifically, by Austro-German Jewry to assimilate to a society that
only waited for its chance to exterminate them. In a recent study, James Young
perceptively analyzes "the central negative place of the Holocaust in Zionist
ideology as the ultimate consequence of Jewish vulnerability in the Diaspora." In
Israel, the Shoah can function as "proof of the untenability of life in exile,"
and thus can be represented as crystallizing a positive lesson in its very devastation,
since what the Nazi killings marked was "not so much the end of Jewish life as . . .
the end of viable life in exile." It is with the force of this interpretation, its
almost irresistible conclusiveness as a historical and ideological analysis, that I
contend throughout much of this book. To have chosen to confront the claims of
sideshadowing with the enormity of the Shoah is to test it against a seemingly intractable
counter-instance, on the principle that if the validity of sideshadowing can be discerned
here, where it seems so difficult to recognize, then its pertinence in cases that are not
as morally and theoretically arduous will be more readily apparent. The logic involved is
only a particularly sharp instantiation of the medieval guideline that a single, powerful
lesson is more instructive than a host of minor ones (Exemplum docet, exempla obscurant
). If the Shoah is so critical a test case, it is precisely because it is also the one in
which so much is at stake, humanly as well as epistemologically, in the simultaneously
impossible and unavoidable debate about its meaning. At the same time, it is important to
emphasize that I am not claiming that the enormity of the Shoah makes the consideration of
more quotidian historical events superfluous. Rather, narratives about the Shoah can serve
as exemplary test cases for my position both because of the importance of the Shoah for
modern consciousness and because it has so often been represented through a plot governed
by a logic of historical inevitability. Such emplotment either explicitly or implicitly
rejects the relevance of sideshadowing, and hence provides the kind of totalizing master
narrative against which the counterhistory proposed here can be heard most effectively.
But even to speak about a "debate" in this context is
potentially misleading. It may suggest, quite wrongly, that the issue is one of the
"textuality" (and hence the deconstructibility) of historical events. Although
it is obviously the case that our knowledge of the Shoah, as of all events at which we
were not actually present, depends on the record of others, written, spoken, filmed, or
preserved in a myriad of man-made artifacts, a knowledge so mediated does not therefore
cease to be knowledge. The Shoah can stand as a kind of limit case exposing the moral
bankruptcy of a theoretical project in which the event-ness of the past is denied its
unique specificity and force. Rather than casting doubt on the event-ness of history,
sideshadowing helps us to reckon the human cost of an occurrence by reminding us of all
that its coming-into-existence made impossible. The nonlives of the sideshadowed events
that never happened are a part of the emotional/intellectual legacy and aura of each
actually occurring event,inflecting it in distinct ways, as, for example, the extinction
of the culture that sustained Yiddish as a spoken and literary language has profoundly
changed the way in which Jewish life has been represented since 1945. As Berel Lang
rightly insists, "the immediate horror of the death camps has made it difficult to
conjure the lives that might have been in lieu of the deaths that werebut
this, too, obviously constitutes the actual and continuing loss." Lawrence L. Langer
quotes a concentration camp survivor, Philp K., who, in addition to the terrible suffering
he both witnessed and endured, is haunted by precisely this loss of all the potential
futures that were exterminated in the Shoah: "We'll never recover what was lost. We
can't even assess what was lost. Who knows what beauty and grandeur six million could have
contributed to the world? Who can measure it up? What standard do you use? How do you
count it? How do you estimate it?" I think that some conception of sideshadowing is
already intuitively present whenever we talk about the extent of the horror inflicted by
the Nazis; indeed, without such a concept, part of the devastation wrought by the Shoah
would be permanently blocked from consciousness. Yet while there is nothing controversial
about formally describing the workings of sideshadowing in this context, entailed in that
account are a number of further implications that directly contest many of the most common
narrative practices and theoretical premises flourishing today. It is essential to
recognize here that whenever our sense of what the Shoah destroyed includes, along with
their actual deaths, the potential achievements and never realized futures of the children
who were murdered, we are already engaged in sideshadowing. The logic of historical
inevitability, on the other hand, explicitly suggests that the murdered children were
already doomed to perish in the Shoah the instant they were born, hence it would be
inconsistent to mourn the adult lives they never experienced or the accomplishments they
never attained. Yet a genuine grief for this loss is voiced in books on the genocide that
rely on premises of historical inevitability and exploit the narrative techniques of
foreshadowing. This constitutes just one of what we will soon see is a whole network of
major contradictions in writings about the Shoah, because only a rejection of
inevitability creates the context in which mourning the obliterated futures of the
murdered infants makes any coherent sense.
The realization that we ourselves are often still deeply implicated in
historical conflicts and debates whose terms we have not so much shaped as inherited,
leads to the most pervasive, but also the most pernicious, variant of foreshadowing, a
variant that I have called "backshadowing." Backshadowing is a kind of
retroactive foreshadowing in which the shared knowledge of the outcome of a series of
events by narrator and listener is used to judge the participants in those events as
though they too should have known what was to come . Thus, our knowledge of the Shoah
is used to condemn the "blindness" and "self-deception" of
Austro-German Jewry for their unwillingness to save themselves from a doom that supposedly
was clear to see. Backshadowing of this kind, and the presumptions it nourishes, run
unchecked, and too often uncriticized, throughout histories, biographies, and novels
focusing on the life of Austro-German Jewry, until, in Michael Ignatieff's powerful
description, "just as the cultural achievement of the empire is overshadowed by the
empire's collapse, so the achievement of Jewish emancipation within the empire is
overshadowed by its infamous finale. . . . In no field of historical study does one wish
more fervently that historians could write history blind to the future."But the
dilemma cannot be solved by consciously "blinding" ourselves to the future in
our histories, if only because it is not at all clear how we either can or should try to
bracket all knowledge of the Shoah when we write about the community that perished in it.
The discretion required, a discretion that sideshadowing is particularly concerned to
teach us, is (1) not to see the future as pre-ordained; and, as a direct corollary, (2)
not to use our knowledge of the future as a means of judging the decisions of those living
before that (still only possible) future became actual event. Insofar as we are dealing
primarily with written documents, the problematics of textuality here have nothing to do
with an aporia of undecidability and everything to do with the demands of decorum
in its full classical sense: the difficult attempt to work out which modes and techniques
of representation are appropriately responsive to the exigencies of different human
experiences. The two linked forms of discretion I have specified seem, as is so often the
case with questions of sideshadowing, uncontroversial enough as general principles, yet in
practice they have scarcely ever been heeded in narratives about the Shoah. Thus, to
return to Ignatieff's critique of histories of Austro-German Jewry, "because we know
that the path for Vienna's Jews led to Mauthausen and Theresienstadt concentration camps,
it is easy to be ironic at the expense of those Jews who believed in assimilation into a
milieu that was to expel them so brutally. . . . [But to do so is to] evaluate the victims
by the degree of prescience with which they anticipate their victimhood . . . and add to
the heavy burden of Jewish messianic destiny, the absurd requirement that they be more
prescient than other peoples." Such a requirement is precisely what marks numerous
accounts about the victims of the Shoah, without their authors seeing that it drains all
meaningful reality (that is, a reality made up of specific choices and decisions) from the
lives of the people being described. In place of this reality, such accounts substitute an
often intolerable, even if unintended, superiority shared by author and reader over the
heads, as it were, of the book's subjects.
As a concentrated instance of what I have thus far defined in more
general terms, consider the following sentences from a recent and much-praised biography
of Franz Kafka. After mentioning the birth of Kafka's sister Elli, on September 15, 1889,
the biographer, Ernst Pawel, writes: "Earlier that year, in the not too distant
Austrian town of Braunau, one Clara née Plözl, wife of the customs inspector
Aloïs Hitler, had given birth to another of the emperor's subjects, a sickly infant
whose survival seemed doubtful. He survived." Mentioning the son born to a Braunau
customs inspector called Hitler can only elicit the kind of tawdry frisson Pawel is
trying to achieve if we let ourselves be susceptible to an egregiously blatant act of
backshadowing. In 1889 no connection existed yet between the Kafka and Hitler families,
and to gesture backward from the terrible years when such a connection, in the form of
murderer and victim, did come to occur, is so shamelessly manipulative that it would be
easy to laugh away, except that one finds it as a crucial topos in innumerable other texts
on the same theme. Pawel's biography is dense with similarly embarrassing moments, such as
the description of Kafka's bar mitzvah: "under Jewish law, Amschel, alias Franz
Kafka, became a man on the morning of June 13, 1896 at the
Zigeunersynagogethe Gypsy Synagogue, so called because of its location on a
street formerly known as Zigeunerstrasse, though the strange name contains a chilling hint
of things to come; a few decades later, the gypsies were to share the fate of the
Jews." Toward the end of the biography, as Kafka is approaching his early death,
Pawel writes, "the family doctor urgently advised another extended rest, and Kafka, faute
de mieux, settled on a boardinghouse in the Bohemian mountain village of Schelesen,
now Zelizy, not far from what was to become the infamous Terezin concentration camp,
through which all three of his sisters passed on their way to the gas chambers."These
descents into what one may call a kind of Hitler-kitsch are especially alarming because
reviewers of the book proved themselves so responsive to exactly this strain in Pawel's
writing. More unsettling still, many of his tropes surface elsewhere in different hands
and genres. Thus, in a study by the political scientist George S. Berkeley, Vienna and
Its Jews: The Tragedy of Success, it is startling to come across the following
sentence right after a mention of the famous suicide/murder of the Habsburg crown prince
Rudolf and his lover Mary Vetsera at Mayerling in January 1889: "The other event of
special significance to the Vienna Jews which occurred in 1889 passed unremarked by almost
everyone, Jew and Gentile alike. Three months after Rudolph's death, in the border village
of Braunau, a son was born to Aloïs and Klara Hitler." It is worth lingering for a
moment on the astonishing phrase, "unremarked by almost everyone," with its
surely unintended and risible hint that someone actually did notice the
eventperhaps three wise men mysteriously alerted to the daemonic nativity in
Braunau by a kind of negative illuminationbut the coincidence of imagination
and phrasing in the Pawel and Berkeley books requires more than merely being noticed and
dismissed. Of course the similarity is not due to plagiarism of any sort; rather, it is
due to the fascination with Hitler that so strongly mobilizes both writers' fantasies.
Arthur Danto, in a wonderfully apposite jest against predestination and foreshadowing,
once quipped, "No one came to Mme. Diderot and said, 'Unto you an encyclopaedist is
born.'"Danto's irony works so economically because the notion it reduces to absurdity
is one to which almost no one would subscribe in the first place. But it is just as true
that no one came to Frau Hitler in Braunau and said, "Unto you the Führer is
born." Both the quotations by Pawel and Berkeley rely for their force on just such a
premise.
If we laugh at the example of Mme. Diderot and yet are capable of
responding with a shudder to the portentous news of Hitler's birth without seeing its
absurdity, it can only be that in the face of evil on as great a scale as Hitler embodies,
there is a general freezing up of normal intellectual discriminations. Yet exactly these
moments of confrontation with the monstrous require more, not less, clarity, and demand a
greater measure, rather than an abdication, of the ability to stay focused on fundamental
distinctions. One of the disturbing "pleasures" apparent in numerous recent
fictional representations of Hitler (works as different in their structure and rhetoric
as, for example, a film like Hans Jürgen Syberberg's Hitler: Ein Film aus
Deutschland and a prose fantasy like George Steiner's The Portage to St. Cristobal
of A.H. ) is the way their narratives derive their energy fromand hence
transport their audience toan emotional register whose intensity supposedly
places it beyond moral discriminations. In Crime and Punishment, Dostoevsky
anatomized the feverish excitement that arises when abandoning oneself to the
contemplation of horror is confused with authentic imaginative freedom, and a kind of
lumpen Raskolnikovism is discernible in what has become a flourishing "Hitler
industry." As Alan Mintz has warned, "the fascination with evil is a highly
appetitive faculty,"and there is a demoralizing sense in which rhetorics like Pawel's
and Berkeley's feed exactly this most dubious of urges. Such a fascination, as much as the
logic and ethics of backshadowing, is one of the decisive problems facing anyone who
decides to write about the Shoah, and in the next section I specify some of the strategies
by which writers hope to short-circuit an "appetitive," and potentially
sadomasochistic, immersion in the details of the Nazi barbarity. The vulgarity of Pawel's
and Berkeley's topos of the macabre antinativity of Braunau should not obscure how
widespread backshadowing is in the great majority of texts about the period. Thus, when
Pawel says of Kafka's story, "The Penal Colony," that "the figure of the
head torturer himself is a prescient portrait of Adolf Eichmann, drawn from life," it
is no different (except for the spurious specificity of Eichmann, rather than any other
Nazi bureaucrat-executioner) from George Steiner's declaration in Language and Silence
that Kafka had predicted Buchenwald (an analogous example of the kind of false specificity
such rhetoric seems to require) and that he had "prophesied the actual forms of that
disaster of Western humanism [the Shoah]." Frederick Karl, in a more recent
biography, unencouragingly titled Franz Kafka: Representative Man, continues the
tradition of Kafka-as-prophet-of-Nazism by assimilating the transformation of Gregor Samsa
to the image of the Jew in Nazi demonology. Although Karl is forced to admit that
"the Samsas do not seem to be Jewish," he hopes that "their vague
similarity to the Kafkas gives them some Jewish identity," and, in a still more
implausible move to buttress his argument, points out that "Hitler used the term Ungeziefer
to designate what he considered the vermin of Europe . . . the very word Kafka used in
'The Metamorphosis' to indicate Gregor's new shape." Then, as though a dubious
thematic link were not enough, Karl soon enriches it with an even more unilluminating
biographical link: "Kafka suffered the kind of privation, desperation, and discontent
in Berlin that made possible Hitler's attempt in Munich, in November, to seize power
through a Putsch . . . . As Kafka wrote 'The Burrow,' about hiding from enemies,
the enemy was as close as Munich, planning to flush out moles like Kafka."There is a
host of ill-conceived assumptions in the whole range of apocalyptic/prophetic rhetoric
that has become a staple of recent Kafka criticism, as though this kind of belated
ennoblement were being offered to compensate for the initial underestimation of the
importance of Jewish themes in his writing. It is probably unwise to inflict on even the
greatest of writers the obligation of prophecy, and there is little evidence that doing so
to Franz Kafka has done much to deepen the quality of responses to his books. Even Gershom
Scholem and Walter Benjamin, for whom Kafka was so vital an imaginative authority, did not
attribute the gift of historical prophecy to him. Nor am I really convinced that the
critics who do employ such terms mean them in quite the way their sentences declare.
Instead, I think that it is actually the critics themselves who, encountering Kafka in the
aftermath of the Shoah, have become prophets-after-the-fact and have found themselves
unable to read stories like "The Penal Colony" without thinking of the
concentration camps. But because of a lingering suspicion that something is seriously awry
about interpreting a fictional text in this way, they have retroactively made Kafka into a
prophet foreseeing the bestiality that they, not he, know occurred. (Interpreting a
prophet is also a distinctly more glamorous activity than commenting on a fiction writer,
and no doubt this hierarchic distinction is not without its own efficacy.)
Although the theoretical critique of backshadowing finds a kind of
negative aesthetic confirmation from the embarrassing formulations that result when
writers rely on it (e.g., the daemonic nativity at Braunau), there exists at least one
powerful counter-claim that needs to be confronted because it directly questions the core
of my argument. From the Zionist interpretation, Austro-German Jewry had no real future or
choices except to leave Europe for Eretz Israel or face increasingly severe
persecution. (The term Eretz Israel signifies "The Land of Israel" and
was used through the centuries to designate the Biblical homeland even when there was no
prospect of a new Jewish state or political program of returning there.) Of course, even
the most pessimistic spokesmen of the Zionist movement never predicted anything as
cataclysmic as the Shoah, but at least as early as Herzl, there was no shortage of grim
predictions about the fate awaiting the Jews who continued to trust in the civil
institutions and legal protection of their native countries. (Vladimir Jabotinski, the
founder of Revisionist Zionism, formulated the most intransigent version of this position:
"Liquidate the Galut [the Diaspora] or the Galut will liquidate
you.") Hence, in Zionist writing the question of back-shadowing is more complicated
simply because the dire predictions were made well before the event; thus, at least at the
most basic level, Zionist narratives of pre-Nazi European Jewish existence, whether
written before or after 1945, cannot be charged with the same kind of
blatant backshadowing prominent in a Pawel or Berkeley.
However, it is also the case that with the Shoah, if anywhere, the rule
that a sufficient change in quantity amounts to a change in quality seems uncontestable.
Zionist predictions never encompassed anything as dreadful as the Shoah, because before it
took place, and even while it was happening, it was simply unimaginable for everyone
except its perpetrators. And even they, it is worth remembering, initially never conceived
of being able to enact their anti-Semitism on such a scale. In Mein Kampf, for
example, Hitler writes about killing "twelve or fifteen thousand of these Hebrew
corrupters of the people . . . [by] poison gas." That a demagogue who uttered such
sentiments could have been invited to become Chancellor of Weimar Germany is rightly felt
as appalling, but it is instructive to measure the difference in scale between what Hitler
fantasized as possible when writing his book in 1924 and what the Nazis were able to
accomplish once they had attained state power.
In fact, Zionist attitudes about the values and culture of European
Jewry were always changing as part of the evolving self-definition of the movement and in
response to new outside circumstances and pressures. For all the grimness of Zionist
diagnoses about the dangers of assimilation, many modifications of even their own
forecasts were required in order to fit the Shoah into the interpretive framework they had
carefully elaborated. As the Israeli social historian Jacob Katz points out, "anyone
who lived through the period of the Holocaust . . . will readily testify that information
concerning the Nazi murder of the Jews, when it first came out, seemed absolutely
unbelievableimpossible. In retrospect, however, we tend to conceive of it as
the culmination of a predetermined and unavoidable march of destiny. . . . in the case of
the Holocaust the contradiction is an especially flagrant one because the contradictory
attitudes are so emphatic." But "still," as Katz goes on to write,
"the antinomy persists between the feeling of having been taken by surprise by the
events of the Holocaust when they occurred and the inclination, after the fact, to
reconstruct those events in such a way as to make them inevitable."To summarize and
extend my argument thus far as succinctly as possible, in the corpus of works on the
Shoah, I think there is a powerful but largely unrecognized connection that links together
a set of contradictions which are so persistent that they have become constitutive of the
whole discourse. On a historical level, there is the contradiction between conceiving of
the Shoah as simultaneously unimaginable and inevitable. On an ethical level, the
contradiction is between saying no one could have foreseen the triumph of genocidal
anti-Semitism, while also claiming that those who stayed in Europe are in part responsible
for their fate because they failed to anticipate the danger. On a narrative level, the
contradiction is between insisting on the unprecedented and singular nature of the Shoah
as an event and yet still using the most lurid formal tropes and commonplace literary
conventions to narrate it. It is because of its concern with just these kinds of
contradictions that sideshadowing is so useful a concept. In their retrospective inability
to imagine that any options existed for the Jews before the 1930s and, more damaging
still, in their unwillingness to imagine the alternatives which the Jews of that era
imagined for themselves except by pathologizing their hopes as willful delusions or
symptoms of self-hatred, determinist histories impose a reductively monolithic framework
upon an astonishingly rich and heterogenous subject matter. Such determinism inevitably
pronounces its certainties in a tone that E. P. Thompson powerfully labeled "the
enormous condescension of posterity,and part of what I wish to do in this study is to help
rescue from such condescension the culture and personal decisions of the communities that
were obliterated.
What is required to begin resolving the antinomy Katz describes, which I
have extended into the discourse of the Shoah as a whole, is to register honestly, without
the acquired certainty of backshadowing or the tone of patronizing incredulity to which it
gives rise, that there is nothing self-evidently deluded in the fact that it was the wrong
prediction, the fatally incorrect interpretation of public events that won the
intellectual and emotional allegiance of the vast majority of European Jews. Or to phrase
the issue still more starkly: the wrong prediction did not have to be wrong, and its
failure was, if anything, a good deal less likely than the (retrospectively) more accurate
Zionist prognosis. Thus, even someone with as complex and ambivalent a relationship to
European Jewish history as Hannah Arendt is both more persuasive and more fair than many
of her critics when she writes about pre-World War I Vienna that the anti-Semitism of
Mayor Karl Lueger's Christian-Social Party "remained without consequence; the decades
when Lueger ruled Vienna were actually a kind of golden age for the Jews." Of course
Arendt, composing these sentences in the immediate aftermath of the war, does so with a
full awareness of how hollow that "golden age" really was and how quickly
Lueger's more brutal descendants would transform his rhetoric of Jew-baiting into daily
practice. But what Arendt does not permit herself here, although she comes perilously
close in her polemically backshadowing Eichmann in Jerusalem, is to sneer at those
who believed in their security under Habsburg law and who refused to be frightened into
flight by the election of Europe's first populist anti-Semitic mayor. Surprisingly enough,
Arendt's and Zweig's Judgments about a "golden age" for Austria's Jews are also
echoed by S. Y. Agnon (1888-1970), who is widely regarded as the greatest
Hebrew novelist of the century. A lifelong Zionist, Agnon was deeply sensitive to the
dangers of assimilationism, but in a novella like "Betrothed," set in pre-World
War I Palestine, for example, the narrator describes his protagonist's state of mind in
these terms: "Jacob Rechnitz was a native of Austria, where one is less conscious of
the Exile and where one's thoughts are drawn to happier things."Since the story was
first published in 1943, well after the German annexation of Austria (Anschluss ),
Agnon certainly knew the fragility of such happiness, but for all the irony of his
description, he refuses to judge his characters in terms of later events they could never
have anticipated. The difference between, on the one hand, a perspective dominated by
backshadowing and, on the other, one that respects the variety in how people understood
their own positions and the contradictory expectations with which communities debated
important decisions, turns on what Frederic Maitland defined as the first rule for
comprehending history: an awareness that events now far in the past were once in the
future. One reason why Maitland's formulation is so important to a theory of sideshadowing
is that it helps bring into focus the decisive differences between my position in this
study and that of works like Danto's Analytical Philosophy of History . Although I
have gratefully seized upon Danto's jest about Mme. Diderot, it is important to
acknowledge that unlike Ignatieff, Danto is not arguing that historians should "write
history blind to the future," even if such a thing were possible. On the contrary, he
stresses that while an account of Diderot's subsequent career would make no sense if
uttered by Mme. Diderot or by a hypothetical angel attending Denis's birth, some such
judgment is unavoidable for later historians. Only after, and precisely because,
subsequent events have occurred (in this case, Diderot's career as a writer and
encyclopaedist) can we give a description of his early life that is grounded, if only
implicitly, in a recognition that the subject of the study grew into a major thinker and
author. Danto further implies that without a knowledge of later events, any historical
account may be seriously inadequate and incomplete. But he is equally at pains to warn
against histories that include "descriptions of events . . . which make an essential
reference to later eventsevents future to the time at which the description
is given. In effect [such works] are trying to write the history of what happens before
it has happened, and to give accounts of the past based upon accounts of the future."
Phrased in this way, it becomes clear that the issue is determined precisely by the
intended chronological scope and ideological/moral assumption of a specific historical
account. In terms of my argument here, I believe that only when narratives about pre-Shoah
European Jewry are able to incorporate the different ways individuals evaluated their
circumstances at the time, and do so without flaunting a fore-knowledge of the impending
catastrophe, can a genuine sense of grief, unadulterated by anger or condescension at the
"inevitable" truth that went unnoticed, be heard clearly.
A history of European Jewry that continues into the Nazi period
obviously must include a detailed discussion of the Shoah, but (1) if the story stops
earlier, for example at the end of World War I, it need not allow, and indeed, may only be
deflected by allowing the knowledge of the coming genocide to structure its account of the
prior epoch; and (2) even when the narrative makes the Shoah central to its description,
it should not use the author's and reader's knowledge of that catastrophe to impose the
terms within which earlier events are analyzed. To return to Danto's example, our
awareness of Diderot's career is undoubtedly the reason we are interested in his early
years (unlike histories of a whole community, with individual biographies only the
acknowledged importance, or at least representative character, of the whole life makes
someone's first years a likely subject for a written reconstruction), but that awareness
cannot be projected backward to anyone in Langres in 1715, nor can it be used legitimately
to judge anyone's actions vis-Ã -vis Diderot during his years at home. Directly
indebted to Danto, but still more committed to a theoretical horizon that appears to
legitimize backshadowing, Jürgen Habermas insists that
Historical accounts make use of narrative statements. They are called
narrative because they present events as elements of stories [Geschichten ].
Stories have a beginning and an end; they are held together by an action. Historical
events are reconstructed within the reference system of a story. They cannot be presented
without relation to other, later events. . . . Narrative statements describe an event with
the aid of categories under which it could not have been observed. The sentence, "the
Thirty Years War began in 1618," presupposes that at least those events have elapsed
which are relevant for the history of the war up to the Peace of Westphalia, events that
could not have been narrated by any observer at the outbreak of the war. . . . The
predicates with which an event is narratively presented require the appearance of later
events in the light of which the event in question appears as an historical event.
One way to highlight the issue at stake here is to confront Habermas's
account with a contrary formulation in which we imagine a German burgher running through
town shouting, "The Thirty Years War has just begun!" The distinction, in other
words, is not necessarily one of foreshadowing and backshadowing, but rather the horizon
of consciousness and knowledge that one is seeking to describe. There is nothing wrong
with a historian narrating events from the perspective of a time future to the subject
matter and knowing more about that subject than its contemporaries could
havefor example, the length of a given warbut such knowledge
should not delude the historian into thinking that the future was inevitable simply
because it happened, nor should it be used to judge the way contemporaries, existing
without such information, viewed their own circumstances and decided upon particular
courses of action. Moreover, and crucial to the theme of this book, both Habermas and
Danto assume a curiously restrictive notion of what constitutes a "story." As we
have already seen, both archaic and postmodern narratives show that stories need not have
a single beginning and a single end; indeed, they need not even have a single,
chronologically ordered series of actions. History can be understood as readily by these
two earlier and later categories of narrative organization as by the linear, determined
trajectory of a story that Habermas and Danto posit as the sole available model. We could
rephrase Habermas by saying "stories need have no beginning or end; they are held
together by actions and their sideshadows." But Habermas pushes his case still
further by insisting both that historians necessarily use their greater knowledge
to transcend the horizon of people actually involved in the story that is being told, and
that the future be seen as somehow intended by the actions undertaken in the
present:
The historian does not observe from the perspective of the actor but
describes events and actions out of the experiential horizon of a history that goes beyond
the actor's horizons of expectations. But the meaning that retrospectively accrues to
events in this way emerges only in the schema of possible action, that is, only if the
events are viewed as if this meaning hadwith the knowledge of those who were
born laterbeen intended. . . . A series of events acquires the unity of a
story only from a point of view that cannot be taken from those events themselves. The
actors are caught in their histories; even for themif they tell their own
storiesthe point of view from which the events can take on the coherence of
a story arises only subsequently.
But we should notice here again the assumption that a story has
"coherence," by which Habermas means specifically the coherence of a
classically shaped and closed narrative. The crux of the matter is
that a certain view of history is being determined not so much by principles of
historiography but by a prior and naive grasp of what constitutes a story tout court
. If we reconceive our understanding of the possibilities of storytelling and entertain
more flexibility in our possible models, if we do not insist on closure and the
retrospective judgment that closure is allowed to dictate, then the point of view of any
single moment in the trajectory of an ongoing story has a significance that is never
annulled or transcended by the shape and meaning of the narrative as a (supposed)
whole.The problem is that the particular flourishing of historical consciousness that
began in the nineteenth century ended up by making the historian, or at least the thinker
as historical system builder, whether in the form of a pure philosopher like Hegel, a
philosophically trained revolutionary thinker and polemicist like Marx, or a conservative
vulgarizer like Spengler, seem the one best equipped to interpret the world. But these
kinds of historical analyses, especially when they are part of a larger philosophical
vision, tend to legislate the future, as well as to explain the present and past, in terms
of a single, coherent system whose laws the philosopher-historian has uncovered. The
inevitability of these laws not only renders individual human creativity and freedom
irrelevant, it also removes any significance from imagining alternative paths. Within such
a logic, alternatives are "mere daydreams." The task for sideshadowing is to
restore the legitimacy of reflecting upon what might have taken place instead.
What sideshadowing explicitly rejects is a certain view of how events
assume meaning for us, a view perhaps most powerfully put by Wilhelm Dilthey:
We grasp the significance of a moment of the past. It is significant
insofar as a linkage to the future was achieved in it. . . . The individual moment [has]
significance through its connection with the whole, through the relation of past and
future. . . . But what constitutes the peculiar nature of this relation of part to whole
within life? It is a relation that is never entirely completed. One would have to await
the end of one's life and could only in the hour of death survey the whole from which the
relation of the parts could be determined. One would have to await the end of history to
possess all the material needed for determining its significance.
It is worth asking why it should be exclusively the end of the story
that determines how one interprets everything that went before? How much of a specifically
Christian theological perspective has been unwittingly imported into a historiographic
context by this privileging of what sounds remarkably like a secular Last Judgment? To
place such heavy weight upon "the end of one's life and . . . the hour of death"
reveals this metamorphosis of a Christian topos with particular vividness. But one might
just as well argue that everybody dies and that all nations and civilizations have at some
point ended, so culmination, in the sense of termination, is both a commonplace and an
uninformative universal truism. Why, then, should it be the sense-giving criterion
for every stage that transpired before the inevitable end? The Roman Empire ultimately
collapsed, but does its downfall make what happened during its lengthy existence
meaningless or count only as a step toward the sacking of Rome by barbarians? Both on the
personal biographical level and on the historical one, there is no reason to accept the
retrospective authority of the last days. Dilthey's attitude here exactly parallels the
point of view that the Shoah, as the death of the Austro-German Jewish community, must be
understood as a judgment on that community, as the event by which everything earlier
acquires its final sense. It is not the smallest irony of such arguments that, while
arising from a perspective supposedly consonant with Jewish traditions and values, they
actually rely on the deepest strands of a Christian metaphysics.But intimately linked, as
it clearly is, to a sense of the importance of sideshadowing, the rejection of the
sense-making authority of the future to determine how we interpret past events still
leaves unspecified a way to clarify the difference between prediction and
foreshadowing. A constituent part of our sense of the present moment is an imaginative
investment in some of the futures that might come out of it. Because presentness already
includes anticipation, prediction does not in itself violate the integrity of presentness.
Some form of prediction is an inherent aspect of how we organize our world, affecting both
greater and smaller plans, whether moment by moment or at decisive turning points. In
prediction one makes the best guess possible about an unknown future, a guess
limited by all the partiality of one's knowledge, temperament, and desire. But in both
foreshadowing and backshadowing the writer continuously passes judgment on the characters'
projects and predictions by drawing on the plenitude of his greater information about the
end of the story. Since the writer knows which events "really mattered," which
plans will bring disaster and which success, the existence of the book's subjects as human
beings engaged in an ongoing effort to shape their own futures is denied any substantive
meaning. In novels based on historical events known to both the author and reader, the
narrative may seem concerned with registering the predictions of the characters.
But the intrusion of foreshadowing, the network of portentous signs that signal the future
of the characters and their world, is particularly deceptive because it is based upon the
shared familiarity of a known outcome. In historical novels, unless the horizon is kept
strictly within the consciousness of the characters themselves, any surplus of knowledge
or interpretation is an instance of pure backshadowing from an already established future,
even if, technically, it presents itself in the rhetorical modes of either prediction or
foreshadowing. To write about their forms of communal life, knowing that the Jews of
Vienna's "golden age" were doomed, and then to blame them for not having
realized it themselves in time to escape, is to attribute a far greater clarity and
monologic shrillness to contemporary warning signs than they actually warranted. Danger
signals obviously existed in significant quantities, but so did countless contradictory
and, in the main, reassuring ones, and there is nothing inherently surprising that it
should have been the latter that most people chose to believe. To illustrate this problem,
one need only consider the sordid career of Georg Ritter von Schönerer
(1842-1921), standard-bearer for the most extreme Austrian anti-Semitic party
of his day and one of Hitler's acknowledged heroes. In 1888, Schönerer and a gang of
thugs smashed up the office of the Jewish-owned, liberal newspaper Neues Wiener
Tageblatt and beat up some of the staff, including the editor, Moritz Szeps.About this
incident, Ignatieff poses the telling question: "Is the historian to emphasize the
anticipatory echo of the 1930s? Or should emphasis be placed on the fact that Schönerer
was arrested, convicted, stripped of his title and his seat as a deputy, and sent to
prison for four months?"Ignatieff's argument is so appealing for a theory of
sideshadowing that there is a strong temptation to adopt it in its entirety. But there is
a risk that by formulating the question in terms of a rigid either/or choice, Ignatieff
may be overcorrecting against the dangers of backshadowing and introducing a different
kind of simplification of his own. To deny any link between Schönerer and Hitler is as
dubious a move as to see them in a deterministic continuum. A politically successful Nazi
movement required numerous predecessors to prepare the ground for its ideology, as well as
specific and distinct local conditions to make that success a reality. Hitler could not
have been taken seriously as a political leader without a history of anti-Semitic völkisch
demagogues like Schönerer to prepare the ground, but the path from one to the other was
not foreseeable, let alone inevitable.Thus when Herzl in 1895 describes the Viennese joy
at Lueger's mayoral victory with the memorable image of a man in the crowd standing next
to him fervently declaring, "That is our Führer,"chilling though subsequent
history has made the phrase, it is essential not to be so hypnotized by the negative aura
of the Nazi Reich as to miss precisely what Herzl himself heard in the words: the voice of
a triumphant and irredeemable Austrian anti-Semitism, not a figura of the later mob
wildly cheering the arrival of Germany's Führer returning home to the Vienna he had
just conquered.In Berel Lang's elegant formulation, "Affiliation does not amount to
inevitability; what is latent does not have to become manifest."Unlike Ignatieff's
recommendation of deliberate blindness to the future, sideshadowing does not treat each
moment of history as a monad, unconnected to what preceded or followed: a strictly
atomistic view of history presupposes a relationship to time as distorted as the
deterministic one that is its mirror image. Nor does sideshadowing argue against
relationships and consequences evolving over time; it says only that few of these
consequences are either necessary or
consistently predictable, and it urges that the multiple choices of
action available at a given moment, and the realization that the present contains the
seeds of diverse and mutually exclusive possible futures, be included in one's
understanding of what any single moment entails. In the case of Schönerer,
sideshadowing would argue that a crucial element in any history of his movement is how the
Jewish community of Vienna and the rest of the Empire viewed both the threat he presented
and the significance of his legal disgrace. The episode seems to have encouraged and
solidified what was already a powerful tendency among many of the more prosperous Jews
toward a certain nervous conservatism and faith in the Emperor as a bulwark against
populist and rabble-rousing anti-Semitism. Schönerer's failure, far from making the
Empire's Jews blindly complacent about their safety, as the most vulgar versions of
backshadowing history fantasize, encouraged them to look for their security in those
institutions that seemed, reasonably enough, to offer the greatest potential for
protecting their welfare. It was only when all those institutions themselves crumbled that
this decision proved disastrous, but the social and legal disintegrations that preceded
the assumption of state power by virulently anti-Semitic forces was not a prediction that
either the Schönerer affair or Lueger's successful career as mayor could be expected to
have let anyone foresee.In George Clare's memoirs of his secularized Austro-Jewish family
there is a revealing indication of how past experiences were invoked by Viennese Jews to
reassure themselves not only after Hitler's assumption of power in Germany but even after
the Nazi Anschluss of Austria. Both the author's father and grandfather had
suffered injustice under Lueger by being refused timely promotions and university posts.
But in their circle not one Jew had been physically harmed, and even the career injuries
had been slight and were ultimately rectified. Most of Vienna's Jews in the early 1930s
thought Hitler would be like Lueger, rabble-rousing during election campaigns but
relatively temperate once in office. Clare sees his grandmother's reaction to the Anschluss
as typical of her generation: "Growing up and maturing in the heyday of European
Liberalism [they] could envisage some aspects of evil, something of Lueger's treatment of
[Jews] . . . but [they] could neither envisage nor comprehend the brutal evil that was
breaking out all over Vienna that very day." In Lawrence Langer's extraordinary
analysis of taped interviews made with survivors of the Shoah, he quotes a historian who
has tried to come to terms with this same question and concluded that "we build our
expectations of the future . . . on our familiarity with the past. How could we foresee
gas chambers . . . when we had never heard of them?"Nor is this situation unique to
Austro-German Jewry. A similar debate has arisen in France about the degree of
self-consciousness of the French Jews as a separateand
endangeredcommunity in the decade before the anti-Semitic legislation and
deportations of the Vichy years. Emmanuel Berl (1892-1976), an assimilated
Jewish intellectual and writer, related to the Proust and Bergson families with whom he
associated as a young man, confronted this issue shortly before his death in an interview
conducted by Patrick Modiano. To Modiano, born after the Shoah and centrally engaged with
its implications for his own identity, Berl's refusal to see how grave the danger was in
the 1930s seems almost incomprehensible. But Berl's answer is a gentle rebuke about how
different history looks if one is predicting rather than backshadowing. In his own
defense, Berl quietly points out that his generation of bourgeois Jews saw no reason to
fear for their lives during the rising anti-Semitism of the late 1920s and 1930s. After
all, Berl argues, they had already endured the most virulent episode of officially
encouraged anti-Semitism they could imaginethe Dreyfus
affairand survived it with only verbal abuse and social discrimination, but
no actual physical harm. Thus, when new waves of what initially seemed like the same
madness broke out, they naturally turned to history and communal memory for guidance and
found sufficient reason to think that this latest episode would also pass without
jeopardizing their survival. Here too, the distinction is that for contemporary writers
the legacy of anti-Semitism culminates "inevitably" in Auschwitz; for Berl's
contemporaries it led, just as inevitably, to the public crises and confrontations of the
Dreyfus period. Of all the contradictions we have been tracing, there is one so deeply and
unreflectively embedded in most accounts of the Shoah that it has become an almost
indispensable cornerstone of narratives about the genocide. On the one hand, this
contradictory perspective insists that the Shoah was an absolutely unprecedented event in
human history, while on the other hand, it blames Europe's assimilated Jews for not having
anticipated, and thus avoided, the plan for their total extermination. Without the
acerbity of polemics, both Clare and Berl try to make us see how carelessly dismissive of
the realities confronted by their generation such a judgment is, and how destructive of
any genuine historical understanding are backshadowing's certainties.
Earlier in this section, I spoke with what might have seemed excessive
disgust at the increasingly common literary topos of Hitler's birth as a sort of daemonic
nativity. But by now it ought to be apparent that there is a sense in which historical
backshadowing unwittingly places the pre-war European Jews in a position disturbingly
similar to the one assigned them by the early Church. Just as the first Christians
condemned the Jews for having seen the Savior, witnessed his miracles, and still choosing
to reject him, so the contempt of writers projecting backward from their knowledge of the
Shoah convicts all those who failed to heed the initial signs of Nazism's reign. It is as
though the Jews, initially cursed for not recognizing the Messiah, are now to be scorned
again, two millennia later, for having failed to recognize the anti-Christ. To have been
blind to "the truth" at Bethlehem and at Braunau, to have misrecognized first
the eternal promise incarnated in the carpenter's son and then the mortal peril in the
custom inspector's, are the terms to which Jewish history is reduced once its content is
held accountable to the certainties visible from the standpoint of backshadowing.
But the problem raised here is hardly amenable to global rules or
absolute standards. What constitutes a reasonable warning sign is very much an open
question, and no matter what answer one gives, it is hardly likely to be the same in 1913
as in 1933.
That many Jewish writers, and not only dedicated Zionists, realized the
precariousness of their position is clear from a novel like Arthur Schnitzler's
fascinating The Road to the Open, originally published in 1908 in six installments
in the journal Neue Rundschau . The novel incorporates a number of powerful debates
between Viennese Zionist and anti-Zionist Jews, and shows how all of them were keenly
aware of the growing anti-Semitism in Austria, but differed both in their estimation of
the danger it represented and in their plans for the best means to combat/escape it. In
one of the most impressive of these scenes, the issue of a supposed Jewish
"oversensitivity" and "persecution mania" arises, prompting an
outburst that is all the more powerful for its insight, not just into a future
threat faced by Austrian Jewry, but into the daily risks to their well-being and
self-esteem that Jews incurred living in a city that had always, in varying degrees,
despised them:
Do you think there's a single Christian in the world, even taking the
noblest, straightest, and truest one you like, one single Christian who has not in some
moment or other of spite, temper or rage, made at any rate mentally some contemptuous
allusion to the Jewishness of even his best friend, his mistress or his wife, if they were
Jews or of Jewish descent? . . . And as for talking about persecution-mania, why it would
be much more logical to talk about a mania for being hidden, a mania for being left alone,
a mania for being safe; which though perhaps a less sensational form of disease is
certainly a much more dangerous one for its victims.Although I have emphasized that we
must read Schnitzler's warning in terms of the Habsburg Vienna his characters inhabit, it
would be dishonest to pretend it is easy to come across these lines without the shadow of
the Nazi era darkening them beyond anything the author dreamed of. But we need to make
just such an effort in order not to judge Schnitzler's characters by future facts of which
they could have had no inkling. The plight of the Jews in The Road to the Open is
serious enough to engage us on its own terms without requiring any additional peril to
rivet our attention. Schnitzler never imagined the Shoah when he wrote The Road to the
Open, and his character is offering both a diagnosis of a present danger and a
(significantly imprecise) prognosis of the serious risk for anyone exposed to that peril,
but there is no backshadowing in the novel since neither the writer nor his intended
reader possesses a knowledge denied to the figures in the book itself. We, the
post-war readers of the novel, import illicitly, but I suspect
unavoidablyour knowledge into the world of Schnitzler's Vienna. As long as
we recognize that it is solely our awareness, not the text's, that makes us respond
to the characters' debates as though they were taking place against a backdrop of what
will become a pathologically genocidal anti-Semitism, our temptation to backshadow can be
held in check by the novel's own openness toward the still-to-be-determined future.
To write history blind to the future is less difficult than to read
it blind to the past that has intervened since the time of the narrative. But I think the
importance of doing so increases in proportion to the difficulty it entails, a difficulty
that is really one of forming a single perspective within which both the historical and
the moral imagination are fused and which allows us to acknowledge the authenticity of
values and decisions alien to our own. Only from within this perspective, one not
determined by a knowledge of the future, can we listen to the conflicting voices of the
past with equal attentiveness. Schnitzler is no more a prophet of the Shoah than was
Kafka, and his very lack of prophetic certainty enabled him to register with precision and
empathy the different and contradictory projections into the future of the multifarious
Viennese Jewish bourgeois intelligentsia. What backshadowing can never attempt without
condescension is the most richly instructive aspect of Schnitzler's book for readers
today. It lets us hear the reasonableness of those who made the fatally wrong guesses,
recording their position with the same degree of sympathetic clarity as it does the
arguments of characters who turned out to be more accurate in their predictions:
"My own instinct . . . tells me infallibly that my home is here,
just here, and not in some land which I don't know, the description of which doesn't
appeal to me the least bit and which certain people now want to persuade me is my
fatherland on the strength of the argument that that was the place from which my ancestors
some thousand years ago were scattered into the world." . . . National feeling and
religion, those had always been the words which had embittered him. . . . And so far as
religions were concerned, he liked Christian and Jewish mythology quite as much as Greek
and Indian; but as soon as they began to force their dogmas upon him he found them all
equally intolerable and repulsive. . . . And least of all would the consciousness of a
persecution which they had all suffered, and of a hatred whose burden fell upon them all,
make him feel linked to men from whom he felt himself so far distant in temperament. He
did not mind recognizing Zionism as a moral principle and a social movement, . . . but the
idea of the foundation of a Jewish state on a religious and national basis struck him as a
nonsensical defiance of the whole spirit of historical evolution.Schnitzler's Jewish
characters fiercely and obsessively debate both what it means to be an Austrian Jew and
what solution would be best for their embattled position. At various times, all of the
novel's Jewish characters are targets of open anti-Semitism, but unlike contemporary
clichés about a pandemic "Jewish self-hatred" among secularized Austro-German
Jews, only a very few of them show any inclination to disguise, let alone to renounce,
their Jewishness.] Irrespective of any shared experiences of racial
discrimination, their circumstances and temperaments are sufficiently various to militate
against their agreeing on a single course of action. Instead, each character reacts quite
differently in accordance with the dense network of personal ambitions, hopes, schemes,
and ideals that are part of his nature.
This is exactly what sideshadowing is intended to illuminate, and it is
integral to any notion of human freedom. It was Nazism that denied Jews any right to
choose their identity or degree of communal affiliation, reducing all Jews to a single,
undifferentiated category with one common destiny. For the Nazis and, with only a
modification of the criteria of judgment, the Communists (for the race into which one was
born, Communism merely substitutes the class), history was monologic as well as
monolithic: the impulse toward individual choices, with its attendant debates and
uncertainties, was regarded by both as the Jewish ("talmudic") vice par
excellence . Sideshadowing is certainly not an especially Jewish principle, either
historically or methodologically, but one can say that it is a fundamentally democratic
and pluralistic one, and that, whether they label themselves "progressive" or
"völkisch, " it is totalitarian ideologies that are in principle most
deeply resistant to admitting the validity of sideshadowing. John Dewey, voicing the
pragmatist's view of historiography, argued that an "intelligent understanding of
past history is to some extent a lever for moving the present into a certain kind of
future. . . . In using what has come to them as an inheritance from the past [people] are
compelled to modify it to meet their own needs, and this process creates a new present in
which the process continues. History cannot escape its own process. It will, therefore,
always be rewritten." In spite of the sharp critiques provoked by such a viewpoint,
finding a "usable past" (i.e., locating in the community's history a fund of
useful exempla with which to instigate present changes) is a powerful urge in many
narrative histories, especially those composed during a time when the writer feels the
physical, economic, or cultural welfare of his own people to beimperiled.Such a view need
not imply that the information thus selected is not also objectively true (that is, as
accurate as any purely contingent and humanistic study can hope to be), only that all
historical knowledge is selected and then presented according to the criteria, consciously
acknowledged or not, of the historian's own interests and passions. Only from the
impossible vantage point of an ultimate clarity (whether it take the form of a Messianic
Last Judgment or the attainment of a secular historical perfectionism) can history be
comprehended as a totality, a grand summary in which everything is recognized in its true
value and all the earlier events are harmonized within the plenitude of a final synthesis.
In human terms there simply is no privileged horizon from which history can be seen
clearly and recorded whole. History does not unfold through a homogeneous time that can be
surveyed sub specie aeternitatis . Whether its form be a detailed monograph, an
extended chronological survey, or a fictional narrative, what emerges from an intense
concern for history is always something like a dynamic image or vortex, a series of
intertwined crystallizations or illuminations, vitally bound to the particular concerns of
the perceiver. But as Walter Benjamin reminds us, far from being an index of
unreliability, the very "partiality" (in both senses) of each perception is a
necessary aspect of its continuing human significance: "For every image of the past
that is not recognized by the present as one of its own concerns threatens to disappear
irretrievably."But if, in their different ways, both Dewey's and Benjamin's
arguments, based more on ethical than epistemological claims, have any validity, they
raise a troubling question for sideshadowing that is quite different from the one posed by
Danto and Habermas: is it right to demand that a writer ignore indications of future
problems when composing an account of a historical life or movement, if those problems
only manifested themselves with any force much later than the period treated in the
narrative? It seems to me that some form of retrospective analysis is not only humanly
irresistible, but theoretically legitimate as well. For example, there is no doubt that
Palestinian grievances, especially since the intifada, have made historians go back
and examine more closely the contemporary documents showing how the early Zionists
envisaged the Jews and Arabs getting along in the new Jewish state. Thus, Ernst Pawel's
ineradicable attraction to seeing the past in terms of the future that issued from it has
a different, and more defensible, function in his biography of Theodor Herzl, The
Labyrinth of Exile, than in the Kafka one. It is true that a reliance on vulgar
psychological theorizing characterizes both books. For example, Pawel links Herzl's brief
fascination with gambling during his university years to his later willingness to take
daring risks for the Zionist cause, and attributes Herzl's attraction to secondrate
authors to his mother's defective aesthetic judgments, describing her as "probably
responsible for some genetic damage to her son's taste in literature and the arts."
But the kind of psychological foreshadowing that is so dubious in the biography of an
individual has an entirely distinctand methodologically less
questionablestatus when the issue becomes one of assessing a political
program or theory. Pawel emphasizes how Herzl regularly ignored Arab realities, thinking
that there were few Arabs in Palestine to begin with and that those already there would
gladly sell their land to the Jews. Herzl repeatedly refused to pay attention to reports
by his own emissary to Palestine, the Ukrainian mathematician and Zionist leader Leo
Motzkin (1867-1933), because Motzkin reluctantly concluded that the Arabs
occupied the most fertile areas and were determined not to give them up, irrespective of
the price offered. Pawel, judging from the perspective of post-1967 Israel, makes Herzl's
blindness to the potential gravity of the problem a central strand in his biography. And
yet, although troubling, such a method does not warrant the kind of theoretical criticism
that was appropriate when he applied it to Kafka's life. When Pawel points out that
Kafka's sisters would be killed in a concentration camp near where they once visited their
sick brother, this link is entirely fortuitous and unrelated to any of the sisters'
decisions or acts. But if Herzl deliberately disregarded reports on the Arab population's
likely resistance to Jewish immigration, his error, even if its consequence only became
apparent years later, was a direct outgrowth of his initial assumptions and of the policy
based upon them. Pawel's highlighting of today's Arab-Jewish problem in his analysis of
early Zionist debates is not a true case of backshadowing because the indications of
future problems, if not their full implications, were clearly available to Herzl, and
hence the perspective adopted by Pawel to judge Herzl's decisions is consonant with
criticisms already apparent and articulated in Herzl's own time.
A preliminary account of why the effects of backshadowing differ
according to the kind of history that is being told would stress that political programs
always project themselves into the future and thus ask from their very inception to be
judged by the criterion of future results. But whenever backshadowing vitiates the
immediate context in which political projects were conceived, then those histories whose
judgments are determined by the knowledge as well as the needs of the historian's present
cannot be justified even by an appeal to Dewey's overly flexible model.
Although Ignatieff's criterion of willed blindness to future
consequences may be impossibly demanding, it is an essential premise of sideshadowing that
the immediate reality of an individual must be grasped on its own terms without the
radical simplification of alternatives that characterizes a purely retrospective judgment.
Backshadowing's selective interpretation of the past is designed to establish only the
inevitability of subsequent developments, thus removing precisely the element of struggle
for an ever-evolving significance in both past and present. In the case of Austro-German
Jewry, backshadowing does not find new significance in the past but rather denies that it
had any significance to begin with; instead of finding a "usable past," it is
concerned almost exclusively with writing the moralizing tale of a "useless
past" whose destruction in the Shoah was only the most brutal proof of its essential
unfitness to survive.
The cruelty of backshadowing can be illustrated concisely by realizing
that it regards as pointless the lives of countless numbers of people over hundreds of
years like the Polish or Austro-German Jews who contributed to the building and
maintenance of the synagogues that were eventually razed by the Nazis. Each present, and
each separate life, has its own distinct value that later events cannot wholly take away,
and we must, it seems to me, believe this in order to continue to have any conviction
about our own actions and plans.
Ultimately, what is at issue here for communal memory has to do with
nuances of proportion, stance, and tone. These, in turn, are part of how each writer works
out the relationship between the individual fates of his characters and the collective
trauma of European Jewry. All of these questions together constitute what we might call
the difficult search for "decorum," but the last aspect is especially
problematic because both the individual and the community as a whole are so deeply
involved in trying to make sense of and interpret what is always called, by a kind of
instinctive first reaction, the senselessness of the Shoah. And it is this dialectic, the
tension between the senselessness of genocide and the sense-making urge of narrative, that
centrally engages the theme of historical inevitability versus sideshadowing with which my
discussion began. |