Chapter-1
Against Foreshadowing
A: What is the great world-historical event of 1875?
B: Vladimir Ilych Lenin turned five!
A characteristic Russian jokeduring the Brezhnev era Early in The Brothers Karamazov,
we are offered a series of speculations about the paternity of Smerdyakov, born after the
rape of an impoverished and feeble-minded orphan, "Stinking Lizaveta." Since
Smerdyakov ends up murdering Fyodor Karamazov, the whole narrative and intellectual thrust
of the novel depends on Smerdyakov being Fyodor's bastard son. But astonishingly, for a
writer so dependent in his political journalism on a cosmos of pre-ordained plots and
historical destinies, Dostoevsky, for a brief moment, deliberately allows Smerdyakov's
parentage to remain unclear. Suspicion falls on a certain Karp, an escaped convict, and on
various other drunken "gentlemen" of the town, until it finally dissolves into
the forever undecidable past. Here, in the heavily forestructured universe of The
Brothers Karamazov, Dostoevsky points to the radical freedom of human beings from any
kind of determinism, and his technical, literary way of showing this is to throw into
doubt the time-honored device of foreshadowing. Smerdyakov may grow up to be his father's
killerindeed, without that resolution there would be no story to
tellbut he is not predestined for that deed, and the man he does
murder may, in fact, not even have been his biological father. Such a strategy can be
defined as a kind of sideshadowing: a gesturing to the side, to a present dense
with multiple, and mutually exclusive, possibilities for what is to come.In narrative
terms, sideshadowing is best understood in opposition to the familiar technique of
foreshadowing, a technique whose enactment can vary tremendously in its degree of
intricacy, but whose logic must always value the present, not for itself, but as the
harbinger of an already determined future. The Russian joke quoted above is a fine jibe at
the remarkably crude foreshadowing that habitually characterizes any global and monolithic
way of thinking, and it is probably salutary to insist that all foreshadowing is
vulnerable to the kind of irony that the Russians learned over the decades to direct at
their own institutionalized version of the topos .
Although we usually think of them as discrete categories, there
are intimate and mutually elucidating similarities in how we make sense of literary
fictions, historical events, and individual biographies. These similarities are both
formal (a book's language and structure) and ethical (its significance in human terms).
Hence, applying the same analytic scrutiny to historical accounts and literary texts
provides a powerful way to understand the underlying principles governing both kinds of
writing. And because the kinds of stories we tell ourselves and one another are a central
portion, perhaps even the core, of who we are and, more technically, because the ways we
narrate and order those stories are as significant in their effect as is their thematic
content, the implications of foreshadowing go far beyond what strictly formalist literary
considerations suggest.
At its extreme, foreshadowing implies a closed universe in which all
choices have already been made, in which human free will can exist only in the paradoxical
sense of choosing to accept or willfullyand vainlyrebelling
against what is inevitable. This is the case whether the foreshadowing takes place at the
theological, historical, or psychological level. Christian apologetics, Marxist teleology,
and psychological determinism are striking instances of how powerful our impulse toward
foreshadowing can be, and make clear how it is bound to seem arbitrarily colonizing of,
and condescending to, any moments that threaten to exceed its interpretive grasp. Thus,
the Christian Church Fathers' reduction of the Hebrew Bible to a cycle of prefigurations
of and preparations for the Gospel story is, for all its intellectual dexterity and
inventiveness (especially the elaboration of figural allegory), rightly viewed by Jews as
a brutal impoverishment of the original texts. "Supersessionist" theology
necessarily reduces the predecessor text to an "Old Testament," whose
independent significance is fundamentally annulled once it is construed as only the first
stage of a process culminating in the annunciation of a "new" and more complete
truth. Think for a moment of the Pauline Epistle in which the wandering of the Jews in the
desert is read as a figura of the challenges facing the first Christian
communities, or the ways in which the Christian exegetical tradition interpreted the story
of Jonah as a prefiguration of the Savior's Passion, with the three days in the belly of
the whale foreshadowing the three days when Christ harrowed Hell between the Crucifixion
and the Resurrection. In its encounters with the Hebrew Bible, Christian hermeneutics read
the central events of Jewish tradition as "witnessing," in the sense of
foreshadowing, the authority of its own stories. Hence, for example, the pressure in the
Christian tradition to rename a narrative like the Hebrew Bible's Akedah, or
"Binding," of Isaac as the "Sacrifice" of Isaac, a self-conscious
refiguring designed to make the Jewish story interpretable as an anticipation of Christ's
sacrifice on the cross. Indeed, there is a strong sense in which the very idea of history
as a linear unfolding from darkness toward light, and from ignorance toward truth, is
rooted neither in Jewish nor in Classical thinking but, as Jonathan Boyarin has argued,
entirely in "the early church fathers' idea of the progression from Judaism to
Christianity." And much as the Jewish and pagan world found the claims of the first
Christian missionaries incomprehensible, to someone not already persuaded of the truth of
their secular revelations, the conventional Marxist explanations of why the working
classes stayed so loyal to their national governments at the outbreak of the First World
War, or of why large sections of the German proletariat adhered to Nazism, often against
their own economic interest, can seem astonishingly dismissive of the peculiarities of
each specific circumstance.
Sideshadowing's attention to the unfulfilled or unrealized possibilities
of the past is a way of disrupting the affirmations of a triumphalist, unidirectional view
of history in which whatever has perished is condemned because it has been found wanting
by some irresistible historico-logical dynamic. Against foreshadowing, sideshadowing
champions the incommensurability of the concrete moment and refuses the tyranny of all
synthetic master-schemes; it rejects the conviction that a particular code, law, or
pattern exists, waiting to be uncovered beneath the heterogeneity of human existence.
Instead of the global regularities that so many intellectual and spiritual movements claim
to reveal, sideshadowing stresses the significance of random, haphazard, and unassimilable
contingencies, and instead of the power of a system to uncover an otherwise unfathomable
truth, it expresses the ever-changing nature of that truth and the absence of any
predictive certainties in human affairs. Or in Robert Musil's more subtly ironic
formulation, what we need to recognize is the reality of underdetermination, the fact that
events do not occur because of any logical or historical necessity. As Ulrich, Musil's Man
Without Qualities, explains with his "Principle of the Insufficient Cause," even
the laws of probability are regularly transgressed by the course of events, and the
unlikely outcome can take place as often as the more plausible one: "You know of
course what the principle of the sufficient cause is. Only, people make an exception where
they themselves are concerned. In real life, by which I mean our personal and also our
public-historical life, what happens is always what has no good cause."
Because so many of our greatest fictions seem, in the confidence of
their massiveness and sweep, like monuments of inevitability, effortlessly enfolding each
turn of events, each narrative "accident," into the larger structure of the
whole, many readers have responded to works like Philip Roth's The Counterlife or
Borges's Ficciones with a feeling of liberation at the text's playful acceptance of
contradictory possibilities. A sense of readerly delight is often triggered by a work that
self-consciously plays with the certainties of what used to be called "major
form." In one of his working notes to The Counterlife, Roth provides a
schematic formula for a novel that will resist any closure based on models of biographical
fixity: "Life can go this way or life can go that way. The alternative, the
alternative to the alternative, etc." Put so starkly, Roth's directive to himself is
both a literary commonplace and one of the cornerstones of imaginative creation at least
since Don Quixote . Particularly in modern literature, the kind of experimental
playfulness that Roth's dictum encourages has been fundamental for an ever-growing canon
of technically adroit and epistemologically probing explorations by writers ranging from
Georges Perec and Italo Calvino to Vladimir Nabokov and John Ashbery.
And yet it is worth stopping for a moment to register how, quite beyond
the challenge posed by contemporary experimental fiction, any account of literary creation
that takes the structural coherence of the classical novel as its privileged model is
itself already historically blinkered. As soon as the paradigmatic structure for an
extended narrative is not limited to the well-wrought novel developed over the past two
hundred years, it becomes clear that many of the fundamental storytelling conventions of
our culture have never fallen under the sway of a single story unfolding along an
irreversible temporal continuum. In The Marriage of Cadmus and Harmony, Roberto
Calasso gives eloquent voice to this realization: "Mythical figures live many lives,
die many deaths, and in this way they differ from the characters we find in novels, who
can never go beyond the single gesture. But in each of these lives and deaths all the
others are present, and we can hear their echo." Commenting on this passage, Jasper
Griffin notes that "the novel, restricted to a single version, makes it more dense,
more detailedto compensate for its lost variants. . . . [But some modern
novels] struggle to reclaim that openness, to regain indeterminacy; in the novel such
antiquarianism is regarded as experimental, avant-garde. The reader is dizzied by the
variants, just as 'the mythographer lives in a permanent state of chronological
vertigo.'" But "the single version" of a tale, even the single life lived
once and once only, is no longer the unchallengeable narrative assumption of the novel,
and works like Yehuda Amichai's Not of This Time, Not of This Place (1963), Roth's The
Counterlife (1986), or Carol Anshaw's Aquamarine (1992) seek precisely to
include the numerous "lost variants" of their stories within a single book. Yet
perhaps, rather than eliciting the kind of dizziness, whether exuberant or irritated, that
Griffin describes, the narrative's refusal to stay confined within the hierarchy of a
fixed timetable and strict causality, both based on a conception of linear and
irreversible historical progression, can be felt as deeply consonant with a layer of
self-understanding that more closed narrative forms have been unwilling to engage. Even at
the level of an individual's momentary thought rather than entire life, we instinctively
recognize the force of the counter-story, the never articulated, but also never
discountable, possibilities that any too strictly fixed interpretation risks foreclosing.
So, for example, throughout Hermann Broch's The Sleepwalkers (1930-32)
there is a series of arresting moments when, after someone has been described as having
certain ideas, the narrator corrects himself and concludes that, in all likelihood, the
character thought nothing of the sort. In literature, especially in novels committed to an
intense psychological interrogation of individual characters, an assertion of the form
"of course x wasn't really thinking this" is habitually taken to signify
"these sentences do not transcribe x's exact sentiments because x couldn't voice them
so clearly, but they do embody the essence of what x would have said he thought if he were
able to express himself with greater precision and self-awareness." But, more
interestingly, the sentence could also give voice to a recognition of the extraordinary
diversity and unpredictability of human reactions. In this sense, which, I believe, is
precisely what Broch intends, the proposition would mean something like "here is one
of the many strands of thought x might have entertained, but others are equally
plausible in this context."
It is worth stressing how different this idea is, in spite of its
apparent kinship, from Freud's concept of "overdetermination." In Freud,
overdetermination is "a consequence of the work of condensation" and signifies
that "formations," like dreams or symptoms, must be attributed to a plurality of
determining factors. For writers like Broch, Musil, or Roth, however, the multiplicity of
motivations of a dream, thought, or feeling is not the primary issue; instead, the focus
is on the multiplicity of the "formations" themselves. In reading these novels,
we become trained not to search for ever more deeply intertwined chains of signification
intersecting at the "nodal point" of a single expression, but to recognize that
a whole orchestration of complex sentiments and concepts might be occurring, not, as it
were, archaeologically beneath the surface ones as their foundation, but instead,
topographically alongside of, and temporally concurrent with, the one we
notice and upon which our attention and interpretive acumen are focused. Novels like these
show us how each counterlife is composed of countless counter-moments, and how each
thought takes shape as only one realization amid the counter-thoughts that hover as its
sideshadows, multiple alternatives existing in a potential space and ready to be brought,
by the quickening of imagination or desire, out of the shadows and into the light of
formal expression.
It is important to specify that nothing I have said so far argues for
any radical relativism or questions the existence of definable concepts and sentiments. To
stress the claims of sideshadowing and counterlives, far from undermining the authority of
the concrete instance, is its most radical guarantor precisely because it insists on the
primacy of human freedom. It is between the antithetical but twin reductionisms of
teleological determinism and radical undecidability, between, to give as examples two of
their recent local names, Marxism and Deconstruction, that the prosaics of sideshadowing
positions itself, in principle equally at odds with both of its more widely canvassed
counter-models.
With these positions, as in all debates with either dogmatism or
relativism, a real dialogue is impossible because, to echo Bakhtin, in dogmatism the only
"true" answer is already known in advance, and in a thoroughgoing relativism no
answer can have any more significance than does its antithesis. To concentrate on the
sideshadowed ideas and events, on what did not happen, does not cast doubt on the
historicity of what occurred but views it as one among a range of possibilities, a number
of which might, with equal plausibility, have taken place instead. The one that actually
was realized, though, exists from then on with all the weight afforded by the singularity
of what we might call its event-ness. Only the brightness of an actual event can cast
sufficient shadow for sideshadowing to matter, and only the felt force of a life can give
impetus to the counterlives that seize the imagination. A prosaics of the quotidian
requires a willingness to remain receptive to the voices from the shadows in order to
safeguard itself from becoming either a new kind of reductionism or a blind affirmation of
whatever has triumphed sufficiently to flourish in the glare of actuality. Counterlives
count because they are a constituent element of the lives we have, just as it is often by
the shadows the sun casts, not by its direct light, that we can best calibrate where we
stand.To keep the claims of both the event and its unrealized alternatives in mind may be
more perplexing as a theoretical formulation than as an ongoing act, and problems that
critical habit and grammar often urge us to see cleanly divided are in practice usually
vitally, and even messily, intertwined. To show just how crucial is the conjunction of
life and counterlife, event and its shadow, requires not so much a global schema as a
sequence of careful acts of local scrutiny. An investigation such as mine must be cautious
not to force a single, limited horizon on a number of radically different texts, much of
whose power stems directly from their seeming incommensurability and from their resistance
to any generalizable interpretive formula. The more interesting a work of art is, the more
it will evade being treated as merely an instance of a general principle, and a project
like this, if it is to avoid arbitrariness, must maintain a constant readiness to adjust
the balance between its larger assertions and its local evidence with sufficient tact.
Ultimately, it is this readiness itself, the willingness to engage what lies outside the
direct field of its own proclaimed aim that, more than anything else, stands as both the
test and the practice of sideshadowing. |